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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-04-15
  • SD RA
    APPROVED
    Since 2024-04-15

Branch Locations

100 S Sodrac Dr Ste 132, N Sioux City, SD 57049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Company Milwaukee WI 06/2000 Present
Northwestern Mutual Investment Services, Llc N Sioux City SD 06/2000 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2000 → Present
    The Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2000 → Present
    N Sioux City, SD
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) JSW REAL ESTATE LLC, INVESTMENT-RELATED, 518 SND ST IDA GROVE IA 51445, 50% OWNER, START 2/20/15, REAL ESTATE INVESTMENTS, 5 HOURS PER MONTH 2) WEBER BROTHER SPORTS, 212 E SAWGRASS TRAIL, DAKOTA DUNES, , SOUTH DAKOTA, 57049, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 09/11/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUYING STORAGE UNIT AUCTIONS AND SELLING CONTENT AT AUCTION HOUSE OR EBAY. NON-INVESTMENT RELATED. 2) WISHES COME TRUE LLC, 109 STEEPLECHASE RD, CHAPEL HILL, , NORTH CAROLINA, 27514, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/28/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FOUNDER, NOT INVOLVED IN DAILY OPERATIONS ANYMORE. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-29
S63 Uniform Securities Agent State Law Examination 2000-12-28
  • S65 Uniform Investment Adviser Law Examination
    2014-05-29
  • S63 Uniform Securities Agent State Law Examination
    2000-12-28

View on SEC IAPD

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