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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2007-11-30 |
Branch Locations
1290 E Arlington Blvd Ste 136, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp) | Greenville | NC | 11/2007 | Present |
1. 6/26/2014: SEAGATE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 06/17/2014 - 170 Hours Per Month/8 Hours During Securities Trading. 2. 6/30/2014: CROWS NEST HOLDINGS LLC - Investment Related - Home Based - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 06/17/2014 - 5 Hours Per Month/0 Hour During Securities Trading. 3. 7/10/2019 - Seagate Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/09/2019 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-10 |
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