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Kemple Lee Williamson

LPl Financial LLC

Greenville, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2007-11-30
  • NC RA
    APPROVED
    Since 2007-11-30

Branch Locations

1290 E Arlington Blvd Ste 136, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp) Greenville NC 11/2007 Present
  • 11/2007 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp)
    Greenville, NC
Previous Registrations
  • 2005-04-01 → 2007-12-03
    Raymond James Financial Services, Inc.
    Elizabeth City, NC
  • 2002-06-20 → 2005-03-18
    Charlotte, NC
  • 2002-04-24 → 2002-06-20
    Wachovia Securities, Inc.
    Charlotte, NC
Other Businesses

1. 6/26/2014: SEAGATE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 06/17/2014 - 170 Hours Per Month/8 Hours During Securities Trading. 2. 6/30/2014: CROWS NEST HOLDINGS LLC - Investment Related - Home Based - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 06/17/2014 - 5 Hours Per Month/0 Hour During Securities Trading. 3. 7/10/2019 - Seagate Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/09/2019 - 5 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-25
S63 Uniform Securities Agent State Law Examination 2000-08-10
  • S65 Uniform Investment Adviser Law Examination
    2002-03-25
  • S63 Uniform Securities Agent State Law Examination
    2000-08-10
Other Names
  • Lee Williamson

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