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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-16
NJ RA APPROVED 2020-03-09
GA RA APPROVED 2012-01-06
NC RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2026-01-16
  • NJ RA
    APPROVED
    Since 2020-03-09
  • GA RA
    APPROVED
    Since 2012-01-06
  • NC RA
    APPROVED
    Since 2012-01-06

Branch Locations

190 Bluegrass Valley Pkwy., Alpharetta, GA 30005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Alpharetta GA 06/2001 Present
Transamerica Financial Advisors Alpharetta GA 01/2012 Present
M Luckey, Inc. Johns Creek GA 01/2017 Present
Wealthwave Media, Llc Johns Creek GA 12/2022 Present
  • 06/2001 → Present
    Wfgia
    Alpharetta, GA
  • 01/2012 → Present
    Transamerica Financial Advisors
    Alpharetta, GA
  • 01/2017 → Present
    M Luckey, Inc.
    Johns Creek, GA
  • 12/2022 → Present
    Wealthwave Media, Llc
    Johns Creek, GA
Previous Registrations
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). M LUCKEY, INC./NO/6475 EAST JOHNS CROSSING, JOHNS CREEK, GA 30097/M LUCKEY, INC WILL BE A PASS-THROUGH ENTITY CREATED SOLEY FOR THE PURPOSE OF PAYING BILLS, EXPENSES, AND TAXES RELATED TO MY WFG BUSINESS. IT WILL IN NO WAY BE HELD OUT TO THE PUBLIC/PRESIDENT/01.18.2017/8/0/PAYMENT OF BILLS, EXPENSES, AND TAXES. WEALTHWAVE MEDIA, LLC POSITION: Economic Interest Holder NATURE: Financial literacy education and marketing materials INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: 6475 East Johns Crossing, Johns Creek GA 30097, United States DESCRIPTION: I will assist in the creation and editing of financial literacy and marketing materials.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-22
S63 Uniform Securities Agent State Law Examination 2000-10-13
  • S66 Uniform Combined State Law Examination
    2005-07-22
  • S63 Uniform Securities Agent State Law Examination
    2000-10-13

View on SEC IAPD

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