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Shawn Joseph Walker

Scarborough Capital Management

Annapolis, MD

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Current Employers
Scarborough Capital Management

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-03-05
MO RA APPROVED 2024-02-26
FL RA APPROVED 2024-02-22
MA RA APPROVED 2024-02-22
OR RA APPROVED 2024-01-31
AZ RA APPROVED 2024-01-24
NV RA APPROVED 2024-01-11
GA RA APPROVED 2024-01-09
NJ RA APPROVED 2024-01-08
OH RA APPROVED 2024-01-08
AL RA APPROVED 2024-01-07
CA RA APPROVED 2024-01-07
CO RA APPROVED 2024-01-07
CT RA APPROVED 2024-01-07
DE RA APPROVED 2024-01-07
IL RA APPROVED 2024-01-07
IN RA APPROVED 2024-01-07
KS RA APPROVED 2024-01-07
KY RA APPROVED 2024-01-07
MI RA APPROVED 2024-01-07
MN RA APPROVED 2024-01-07
NH RA APPROVED 2024-01-07
NY RA APPROVED 2024-01-07
NC RA APPROVED 2024-01-07
OK RA APPROVED 2024-01-07
PA RA APPROVED 2024-01-07
SC RA APPROVED 2024-01-07
VA RA APPROVED 2024-01-07
WA RA APPROVED 2024-01-07
WI RA APPROVED 2024-01-07
MD RA APPROVED 2014-01-15
TX RA APPROVED 2014-01-15
  • DC RA
    APPROVED
    Since 2024-03-05
  • MO RA
    APPROVED
    Since 2024-02-26
  • FL RA
    APPROVED
    Since 2024-02-22
  • MA RA
    APPROVED
    Since 2024-02-22
  • OR RA
    APPROVED
    Since 2024-01-31
  • AZ RA
    APPROVED
    Since 2024-01-24
  • NV RA
    APPROVED
    Since 2024-01-11
  • GA RA
    APPROVED
    Since 2024-01-09
  • NJ RA
    APPROVED
    Since 2024-01-08
  • OH RA
    APPROVED
    Since 2024-01-08
  • AL RA
    APPROVED
    Since 2024-01-07
  • CA RA
    APPROVED
    Since 2024-01-07
  • CO RA
    APPROVED
    Since 2024-01-07
  • CT RA
    APPROVED
    Since 2024-01-07
  • DE RA
    APPROVED
    Since 2024-01-07
  • IL RA
    APPROVED
    Since 2024-01-07
  • IN RA
    APPROVED
    Since 2024-01-07
  • KS RA
    APPROVED
    Since 2024-01-07
  • KY RA
    APPROVED
    Since 2024-01-07
  • MI RA
    APPROVED
    Since 2024-01-07
  • MN RA
    APPROVED
    Since 2024-01-07
  • NH RA
    APPROVED
    Since 2024-01-07
  • NY RA
    APPROVED
    Since 2024-01-07
  • NC RA
    APPROVED
    Since 2024-01-07
  • OK RA
    APPROVED
    Since 2024-01-07
  • PA RA
    APPROVED
    Since 2024-01-07
  • SC RA
    APPROVED
    Since 2024-01-07
  • VA RA
    APPROVED
    Since 2024-01-07
  • WA RA
    APPROVED
    Since 2024-01-07
  • WI RA
    APPROVED
    Since 2024-01-07
  • MD RA
    APPROVED
    Since 2014-01-15
  • TX RA
    APPROVED
    Since 2014-01-15

Branch Locations

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Inc Annapolis MD 12/2008 12/2017
Scarborough Advisors, Llc Dba Scarborough Capital Management Annapolis MD 11/2013 Present
Independent Financial Group, Llc Annapolis MD 01/2018 Present
  • 12/2008 → 12/2017
    Sii Investments Inc
    Annapolis, MD
  • 11/2013 → Present
    Scarborough Advisors, Llc Dba Scarborough Capital Management
    Annapolis, MD
  • 01/2018 → Present
    Independent Financial Group, Llc
    Annapolis, MD
Previous Registrations
  • 2000-10-04 → 2014-01-29
    Scarborough Capital Management, Inc.
    Annapolis, MD
Other Businesses

(1) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/01/1999 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 20% OWNER AND INVESTMENT ADVISOR REPRESENTATIVE OF SCARBOROUGH CAPITAL MANAGEMENT, AN SEC REGISTERED INVESTMENT ADVISER. (2) BALLAST PARTNERS LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2016 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 20% OWNER OF BALLAST PARTNERS, LLC, RENTAL PROPERTY. (3) CATONSVILLE ALUMNI ASSOCIATION POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 1907 Aquinas Dr., Gambrills MD 21054, United States DESCRIPTION: TREASURER FOR CATONSVILLE ALUMNI ASSOCIATION. ORGANIZER FOR CHARITY GOLF TOURNAMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-01
  • S66 Uniform Combined State Law Examination
    2000-09-01
Designations

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
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EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
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