Katrina C Lessard

Employer firm

Lessard Wealth Management CRD 305770

$38.6M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Lpl Financial, Llc
  Scottsdale, AZ
• 09/2019 → Present
  The Lessard Investment Group, Llc Dba Lessard Wealth Management
  Scottsdale, AZ
• 07/2018 → Present
  The Lessard Investment Group, Llc Dba Lessard Wealth Management
  Scottsdale, AZ

Previous Registrations

• 2013-02-01 → 2015-08-14
  First Allied Advisory Services, Inc.
  San Diego, CA
  Phoenix, AZ
  Paradise, AZ

Other Businesses

(1) 08/27/2015 - NO BUSINESS NAME - INV REL - 7337 E DOUBLETREE RANCH ROAD, SUITE 195 SCOTTSDALE, AZ 85258 - NOTARY - START 09/01/2015 - 1 HOURS PER MONTH, 0 DURING TRADING - NOTARIZE DOCUMENTS AS NEEDED FOR CLIENTS (2) 11/09/2015 * Lessard Wealth Management * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 08/01/2012 * 100 HRS/MO DURING SECS TRDG HRS. (3) 12/1/2015 - Lessard Institute for Financial Education - Investment Related - Various locations/libraries and other public places - Speaker/seminar - Speaker/Trainer - Started 11/01/2015 - 5 Hours Per Month During Securities Trading - Speaking at libraries and other public places. (4) 3/9/2016 - Lessard Wealth Management - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/13/2013 - 10 Hours Per Month During Securities Trading - Medicare supplements. (5) 8/27/2018 - The Lessard Investment Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/07/2018 - 1 Hour Per Month During Securities Trading (6) 1/6/2020 - The Lessard Investment Group, LLC - DBA: (Hybrid) Lessard Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2020 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Lessard Wealth Management, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-12-08

Designations

• Certified Financial Planner

Other Names

• Katrina Cristy Lessard
• Katrina C Lessard