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Christopher David Lord

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-06
TX RA APPROVED 2021-08-05
  • AZ RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED
    Since 2021-08-05

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc Tampa FL 09/2007 06/2020
Usaa Financial Planning Services Tampa FL 09/2007 07/2020
Usaa Investment Management Company Tampa FL 01/2018 07/2020
Charles Schwab & Co., Inc. Phoenix AZ 07/2021 Present
Schwab Wealth Advisory Inc Phoenix AZ 07/2021 Present
Usaa Life Insurance Company Tampa FL 07/2020 07/2021
  • 09/2007 → 06/2020
    Usaa Financial Advisors, Inc
    Tampa, FL
  • 09/2007 → 07/2020
    Usaa Financial Planning Services
    Tampa, FL
  • 01/2018 → 07/2020
    Usaa Investment Management Company
    Tampa, FL
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2021 → Present
    Schwab Wealth Advisory Inc
    Phoenix, AZ
  • 07/2020 → 07/2021
    Usaa Life Insurance Company
    Tampa, FL
Previous Registrations
  • 2018-01-08 → 2020-07-30
    Usaa Investment Services Company
    San Antonio, TX
    Tampa, FL
    San Antonio, TX
    Tampa, FL
  • 2007-10-11 → 2018-01-08
    Usaa Financial Planning Services
    Phoenix, AZ
    Atlanta, GA
    Atlanta, GA
    Tampa, FL
  • 2006-11-27 → 2007-09-21
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 2004-02-02 → 2006-10-06
    Banc Of America Investment Services, Inc.
    Scottsdale, AZ
    Sun City, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-29
S63 Uniform Securities Agent State Law Examination 2000-09-22
  • S66 Uniform Combined State Law Examination
    2004-01-29
  • S63 Uniform Securities Agent State Law Examination
    2000-09-22
Designations
Other Names
  • Chris Lord

View on SEC IAPD

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Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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