Peter Walter Sarata

Current Employers

Employment History

• 11/1982 → 01/2017
  Olson & Hatcher Pc
  Phoenix, AZ
• 06/2000 → 10/2019
  1St Global Capital Corp
  Phoenix, AZ
• 03/2006 → 09/2025
  Avantax Insurance Services, Inc.
  Phoenix, AZ
• 02/2007 → 10/2019
  1St Global Advisors, Inc.
  Phoenix, AZ
• 01/2016 → Present
  Whitman & Jackson Cpas Pc
  Phoenix, AZ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Phoenix, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Phoenix, AZ
• 01/2017 → Present
  Intentional Wealth Solutions
  Phoenix, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Phoenix, AZ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Phoenix, AZ
  Phoenix, AZ
• 2007-04-27 → 2019-10-25
  1St Global Advisors Inc
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1) SELF-EMPLOYED TAX PREPRATION POSITION: TAX PREPARATION AND CONSULTING NATURE: TAX PREPARATION INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: ADDRESS: Phoenix AZ , United States DESCRIPTION: CPA 2) PETER W. SARATA, CPA POSITION: Accountant NATURE: TAX PREPARATION AND ACCOUNTING INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: ADDRESS: , Phoenix AZ , United States DESCRIPTION: null 3) INTENTIONAL WEALTH SOLUTIONS POSITION: Financial Advisor NATURE: Financial Advisor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/27/2017 ADDRESS: 2040 W. Whispering Wind Dr., Suite 149, Phoenix AZ 85085, United States DESCRIPTION: Wealth Management, financial planning, insurance and annuity consulting and sales. The company name was changed from JD Wealth Management to Intentional Wealth Solutions.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-05