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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-09 |
| IN | RA | APPROVED | 2024-07-17 |
Branch Locations
8080 Utah Street, Suite B, Merrillville, IN 46410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Merrillville | IN | 05/2016 | 01/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | 07/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2018 | 07/2024 |
| Lpl Financial Llc | Merrillville | IN | 07/2024 | Present |
1 - 07/17/2024 - Stath Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s) - Start Date:05/24/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 2 -07/17/2024 - Stath Financial Services, Inc. - Non-Variable Insurance - Inv Related - IN 46410 - OBA Start Date: 10/10/2013 - 1 Hours/Month - 1 Hour During Trading 3) 10/21/2025 - Stath Properties, LLC - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:11/01/2017 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-09 |
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