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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-09
IN RA APPROVED 2018-11-28
KY RA APPROVED 2012-08-08
  • TX RA
    APPROVED_RES
    Since 2023-06-09
  • IN RA
    APPROVED
    Since 2018-11-28
  • KY RA
    APPROVED
    Since 2012-08-08

Branch Locations

1700 Ups Drive Suite 101, Louisville, KY 40223-4046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Louisville KY 05/2000 Present
Previous Registrations
  • 2000-10-11 → 2011-07-07
    Financial Services Center
    Louisville, KY
Other Businesses

1. CURRENTLY INVOLVED IN THE SALE OF TRADITIONAL LIFE INSURANCE, FIXED ANNUITIES AND LONG TERM CARE. I SPEND APPROXIMATELY ONE HOUR PER MONTH IN THIS ACTIVITY. 2. PAUL KELLY COOK POSITION: Agent NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2000 ADDRESS: 1700 UPS Dr., ste 101, Louisville KY 40223 DESCRIPTION: I offer Term and once in a great while other life insurance products and SPIA products in addition to LTCI and LTD products. 3. BIBLE TEACHER POSITION: teacher NATURE: sole proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 10445 Hwy 135 NE, New Salisbury IN 47161, United States DESCRIPTION: I teach a few bible classes usually 4 times a year to a small church. For which they give me $150 or $225 per visit. 4. FINANCIAL SERVICES CENTER POSITION: none NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2000 ADDRESS: 1700 UPS Dr., ste 101, Louisville KY 40223, United States DESCRIPTION: No duties. Useof Financial Services Center'sletterhead. 5. SACRED SELECTIONS CORPORATE SPONSOR POSITION: Corporate Sponsor NATURE: Corporation 501(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2025 ADDRESS: 723 W University Ave #265, Georgetown TX 78626, United States DESCRIPTION: I am a corporate sponsor basically contributing money to a worthy not-for-profit. I have zero authorize or decision making responsbility. Periodically I will be on an Advisory Borad that again has no authority. We are merely informed of the NFP's activities, financials, etc. We are used as a sounding board and resource.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-12
S63 Uniform Securities Agent State Law Examination 2000-07-20
  • S65 Uniform Investment Adviser Law Examination
    2001-07-12
  • S63 Uniform Securities Agent State Law Examination
    2000-07-20

View on SEC IAPD

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