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426 East Main Street, Lancaster, OH 43130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-11-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horter Investment Management, Llc | Cincinnati | OH | 11/2012 | 10/2019 |
| 4 Star Investments | Lancaster | OH | 07/2009 | Present |
| Berne Township Zoning Board | Lancaster | OH | 03/2015 | 12/2016 |
| 4 Star Advisory Services Llc | Lancaster | OH | 10/2019 | Present |
1. 4 Star Investments, PO BOX 516 Lancaster, OH 43130, Investment Related 2. Start Date: 10/2012 3. Approx number of hours devoted: 16 4. Approx number of hours during securities hours: 16 5. Tasks: Sells life insurance and fixed annuities 6. Accountant - between Feb and April I prepare tax returns for a fee - no commissions. Insurance - life insurance and annuity sales - commission related, the amount varies as it is as needed. Compensation was a percentage of the fees charged for the AUM.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-06-16 |
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