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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-10-20 |
Branch Locations
617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Bellevue | WA | 07/2011 | 09/2017 |
| New York Life Insurance | Bellevue | WA | 07/2011 | 09/2017 |
| Eagle Strategies Llc | Seattle | WA | 02/2014 | 09/2017 |
| Tiaa | Seattle | WA | 09/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Seattle | WA | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-10 |
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