Michael E. Witt

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 01/2021
  Morgan Stanley
  Dallas, TX
• 02/2015 → 01/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2021 → 01/2021
  Ameriprise Financial Services
  Plano, TX
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Plano, TX
• 01/2021 → Present
  Ameriprise Financial Services, Llc.
  Plano, TX

Previous Registrations

• 2009-06-01 → 2021-01-11
  Morgan Stanley
  Dallas, TX
  Dallas, TX
  Fort Worth, TX
  Amarillo, TX
  Dallas, TX
  El Paso, TX
  Plano, TX
  Plano, TX
  Dallas, TX
  Dallas, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Dallas, TX
• 2002-07-03 → 2007-04-02
  Morgan Stanley Dw Inc.
  Dallas, TX
  Seattle, WA

Other Businesses

Real Estate Ownership; Lot/Land; 1203 Andrew Court, , Lewisville, TX, 75056; Not Investment-Related; 10/03/2025. Business Ownership; Towle Realty LLC; Silent partner with my brothers and sister. NO active roles or responsibilities; Passive income from real estate, land and equipment; 112 W 17th St, , Falls City, NE, 68355; Investment-Related; 07/28/2015; 0 hours per month; 0 during trading hours / MW Land LLC; Member/silent partner; real estate; 112 W 17th St, , Falls City, NE, 68355; Investment-Related; 07/28/2015; 0 hours per month; 0 during trading hours / Starwood Epply, LLC; Passive member of the LLC. No active duties or responsibilities; real estate; 112 W 17th Street, , Falls City, NE, 68355; Investment-Related; 01/15/2021; 0 hours per month; 0 during trading hours / Witt Capital LLC; I am sole proprietor and managing director of this llc where rental properties are owned; passive income from rental properties; 2529 Sarah Lane, , Lewisville, TX, 75056; Investment-Related; 05/03/2008; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-02
• S63 Uniform Securities Agent State Law Examination
  2000-10-13