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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-20 |
| FL | RA | APPROVED | 2019-06-06 |
Branch Locations
800 S. Douglas Road Suite 900, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Physicians Investment Advisors | Coral Gables | FL | 10/2003 | 06/2019 |
| Singer Xenos Securities Corp. | Coral Gables | FL | 04/2004 | 07/2019 |
| Singer Xenos Schhecter Sosler Wealth Management | Coral Gables | FL | 05/2004 | 06/2019 |
| Mariner Wealth Advisors | Coral Gables | FL | 06/2019 | Present |
| Msec, Llc | Coral Gables | FL | 07/2019 | Present |
1. MARINER WEALTH ADVISORS, 800 SOUTH DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 06/2019; 40 HRS/WK DURING SECURITIES TRADING HOURS. 2. MSEC, LLC, 800 SOUTH DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 07/2019; 40 HRS/WK DURING SECURITIES TRADING HOURS. 3. Royal Palm Tennis Club; Not investment related, Pinecrest, FL, Non profit, Board Member, Start date: 02/01/2022, 2 hours per month,, 0 during trading hours, Oversee the operations of the club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-28 |
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