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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-05-11
  • TX RA
    APPROVED
    Since 2011-05-11

Branch Locations

7600 Broadway Suite 100, San Antonio, TX 78209 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney The Woodlands TX 04/2011 06/2024
Morgan Stanley Smith Barney San Antonio TX 06/2024 Present
  • 04/2011 → 06/2024
    Morgan Stanley Smith Barney
    The Woodlands, TX
  • 06/2024 → Present
    Morgan Stanley Smith Barney
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-08
S63 Uniform Securities Agent State Law Examination 2000-08-17
  • S65 Uniform Investment Adviser Law Examination
    2000-12-08
  • S63 Uniform Securities Agent State Law Examination
    2000-08-17
Other Names
  • Aleta Faye Baggett
  • Aleta Baggett Doom
  • Aleta Faye Baggett-Johnson
  • Aleta Faye Baggett
  • Aleta Baggett Doom
  • Aleta Faye Baggett Johnson
  • Aleta Baggett Johnson

View on SEC IAPD

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