Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-10-22
  • AZ RA
    APPROVED
    Since 2021-10-22

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Surprise, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc. Surprise AZ 10/2021 Present
Kestra Investments Scottsdale AZ 07/2016 05/2021
Unemployed Surprise AZ 05/2021 10/2021
Raymond James Financial Services Surprise AZ 01/2024 Present
  • 10/2021 → Present
    Raymond James And Associates, Inc.
    Surprise, AZ
  • 07/2016 → 05/2021
    Kestra Investments
    Scottsdale, AZ
  • 05/2021 → 10/2021
    Unemployed
    Surprise, AZ
  • 01/2024 → Present
    Raymond James Financial Services
    Surprise, AZ
Previous Registrations
  • 2016-07-29 → 2021-04-30
    Phoenix, AZ
    Austin, TX
    Scottsdale, AZ
  • 2009-09-02 → 2016-07-21
    Sii Investments, Inc.
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Chandler, AZ
    San Diego, CA
  • 2006-07-10 → 2009-05-06
    Osaic Services, Inc.
    Tempe, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Tempe, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-31
S63 Uniform Securities Agent State Law Examination 2002-05-04
  • S66 Uniform Combined State Law Examination
    2006-05-31
  • S63 Uniform Securities Agent State Law Examination
    2002-05-04
Other Names
  • Laura Jane Tripp

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Petersburg, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor