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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-26
TX RA APPROVED_RES 2009-04-07
NC RA APPROVED 2002-03-28
  • FL RA
    APPROVED
    Since 2026-08-26
  • TX RA
    APPROVED_RES
    Since 2009-04-07
  • NC RA
    APPROVED
    Since 2002-03-28

Branch Locations

1 N Pack Sq, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Asheville NC 06/2000 Present
Bank Of America,N.A. Asheville NC 06/2011 Present
  • 06/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Asheville, NC
  • 06/2011 → Present
    Bank Of America,N.A.
    Asheville, NC
Other Businesses

I*114409 For profit or not for profit: For-Profit Organization Name of outside business organization: Reel EZ Livin LLC. Investment related: N Address of business: Waynesville, North Carolina 28786 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/1/2018 Number of hours devoted: 80 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Fishing Guide Services, owner and operator

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-31
  • S66 Uniform Combined State Law Examination
    2000-08-31
Other Names
  • Raymond P Ezell
  • R P Ezell

View on SEC IAPD

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