Daniel Allen Buchenau

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 02/2020
  The Prudential Insurance Company Of America
  Hartford, CT
• 12/2011 → 02/2020
  Prudential Investment Management Services Llc
  Hartford, CT
• 12/2011 → 12/2018
  Global Portfolio Strategies Inc
  Hartford, CT
• 05/2019 → 02/2020
  Prudential Customer Solutions Llc
  Dubuque, IA
• 01/2021 → Present
  Empower Retirement
  Denver, CO
• 07/2020 → 01/2021
  Medical Associates
  Dubuque, IA
• 02/2020 → 07/2020
  Unemployed
  Dubuque, IA

Previous Registrations

• 2019-05-31 → 2020-02-19
  Prudential Select Strategies Llc
  Dubuque, IA
• 2012-01-13 → 2018-12-31
  Global Portfolio Strategies, Inc.
  Hartford, CT
  Dubuque, IA
• 2007-01-03 → 2011-07-27
  Global Portfolio Strategies, Inc.
  Dubuque, IA
  Hartford, CT
• 2002-09-13 → 2004-03-23
  Prudential Retirement Brokerage Services, Inc.
  Dubuque, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-05
• S63 Uniform Securities Agent State Law Examination
  2000-08-10