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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-27
PA RA APPROVED 2021-06-22
  • TX RA
    APPROVED_RES
    Since 2025-06-27
  • PA RA
    APPROVED
    Since 2021-06-22

Branch Locations

8 E Main St., Hummelstown, PA 17036 • United States

120 South Union Street, Middletown, PA 17057 • United States

2775 Paxton St., Harrisburg, PA 17111 • United States

5219 Simpson Ferry Rd., Mechanicsburg, PA 17050 • United States

4200 Derry St., Harrisburg, PA 17111 • United States

740 West Chocolate Ave., Hershey, PA 17033 • United States

6560 Carlisle Pike Suite 500, Mechanicsburg, PA 17050 • United States

2600 Linglestown Road, Harrisburg, PA 17110 • United States

213 Market St., Harrisburg, PA 17101 • United States

4950 Jonestown Rd., Harrisburg, PA 17109 • United States

1200 Market St., Lemoyne, PA 17043 • United States

Lititz, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Hummelstown PA 02/2014 Present
Lpl Financial Llc Mechanicsburg PA 06/2021 Present
Lpl Financial Llc Mechanicsburg PA 06/2021 Present
Previous Registrations
  • 2014-02-28 → 2021-06-09
    M&T Securities, Inc.
    York, PA
    Hummelstown, PA
    Hershey, PA
    Middletown, PA
    Hershey, PA
    Harrisburg, PA
    Harrisburg, PA
    Harrisburg, PA
    Mechanicsburg, PA
    Mechanicsburg, PA
    Mechanicsburg, PA
    Lemoyne, PA
    Lemoyne, PA
    Mechanicsburg, PA
    Baltimore, MD
  • 2006-09-28 → 2014-02-20
    Lancaster, PA
    Millersville, PA
    Willow Street, PA
    Lancaster, PA
    Elizabethtown, PA
    Lititz, PA
    Lancaster, PA
    Middletown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-27
S63 Uniform Securities Agent State Law Examination 2000-07-13
  • S65 Uniform Investment Adviser Law Examination
    2006-09-27
  • S63 Uniform Securities Agent State Law Examination
    2000-07-13

View on SEC IAPD

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