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James Daniel Dwyer

Ep Wealth Advisors

Chandler, AZ

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-03
TX RA APPROVED 2020-10-18
  • CA RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED
    Since 2020-10-18

Branch Locations

1490 S. Price Rd., Suite #313, Chandler, AZ 85286 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providus Advisors, Llc Chandler AZ 06/2013 07/2020
Ep Wealth Advisors Torrance CA 07/2020 Present
  • 06/2013 → 07/2020
    Providus Advisors, Llc
    Chandler, AZ
  • 07/2020 → Present
    Ep Wealth Advisors
    Torrance, CA
Previous Registrations
  • 2013-07-03 → 2020-08-24
    Providus Advisors, Llc
    Chandler, AZ
  • 2009-10-23 → 2013-06-11
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mesa, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Gilbert, AZ
  • 2002-05-09 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Mesa, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-17
S63 Uniform Securities Agent State Law Examination 2000-07-27
  • S65 Uniform Investment Adviser Law Examination
    2002-04-17
  • S63 Uniform Securities Agent State Law Examination
    2000-07-27
Designations

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
LPL FINANCIAL LLC
VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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