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Stephen F Nofs

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clinton Township, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-11
MI RA APPROVED 2010-09-28
  • TX RA
    APPROVED
    Since 2022-10-11
  • MI RA
    APPROVED
    Since 2010-09-28

Branch Locations

45000 River Ridge Dr, Clinton Township, MI 48038 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 10/2000 Present
Bank Of America, Na Clinton Township MI 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-22
  • S66 Uniform Combined State Law Examination
    2010-08-22

View on SEC IAPD

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