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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2016-11-01
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2016-11-01

Branch Locations

Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Cwm Retail, Sales 170 N. Main Street, New City, NY 10956 • United States

Wyckoff, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 01/2016 Present
  • 01/2016 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2012-12-17 → 2014-08-25
    B. Riley Wealth Management
    New York, NY
  • 2009-12-21 → 2012-12-14
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-16
S63 Uniform Securities Agent State Law Examination 2001-08-14
  • S66 Uniform Combined State Law Examination
    2016-09-16
  • S63 Uniform Securities Agent State Law Examination
    2001-08-14

View on SEC IAPD

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