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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-05-01 |
| SC | RA | APPROVED | 2021-04-08 |
| TX | RA | APPROVED | 2021-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Anderson | SC | 05/2000 | 04/2021 |
| Bank Of America,N.A. | Greenville | SC | 06/2011 | 04/2021 |
| Lpl Financial, Llc | Greenville | SC | 04/2021 | Present |
1. 01/01/2021 - NORTHEND PRIVATE WEALTH/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ GREENVILLE, SC 2. 02/01/2019 - BROWN-SIMPSON, LLC/ BUSINESS ENTITY - TIMBER/ INVESTMENT RELATED/ 1%/ BELTON, SC 3. 03/15/2024 - Brown Smith Investments, LLC - Non-Inv Related - Anderson, SC - Business Owner - Started: 3/12/2024 - 2 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-31 |
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