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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-29
ID RA APPROVED 2017-11-29
NE RA APPROVED 2017-11-29
OK RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
  • CA RA
    APPROVED
    Since 2017-11-29
  • ID RA
    APPROVED
    Since 2017-11-29
  • NE RA
    APPROVED
    Since 2017-11-29
  • OK RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

2900 Adams Rd Ste 100, Norman, OK 73069 • United States

500 W Utah Ave, Chickasha, OK 73018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Chickasha OK 05/2000 11/2017
Lpl Financial Llc Chickasha OK 11/2017 Present
  • 05/2000 → 11/2017
    Investment Centers Of America, Inc.
    Chickasha, OK
  • 11/2017 → Present
    Chickasha, OK
Previous Registrations
  • 2001-04-06 → 2017-11-29
    Investment Centers Of America, Inc.
    Chickasha, OK
    Chickasha, OK
    Norman, OK
    Purcell, OK
    Norman, OK
Other Businesses

1. 01/25/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Planning Services - Start Date 12/01/2017 - 160 Hours Per Month / 8 Hours During Trading. 2. 1/6/2022 - Rush Springs Public Schools - Not Investment Related - 601 West Blakely, Rush Springs, OK 73082 - Non-Profit Board Member - Started 03/01/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Board of Education - School Board. 3. 04/23/2024 - Giant Watermelon Growers - Other - Social Media - Admin - Not Investment Related - Home Based - Start Date 01/01/2024 - 1 Hours Per Month/ 0 Hours During Trading 4. 07/08/2025 - Bratcher Farms and Melons - Other - Retail Produce - 925 Rush Springs, OK - Not Inv Rel - Start date: 07/31/2025 - 30 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-08
  • S66 Uniform Combined State Law Examination
    2001-01-08

View on SEC IAPD

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