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275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-07 |
| MO | RA | APPROVED | 2019-03-15 |
| TX | RA | APPROVED | 2019-03-15 |
Branch Locations
275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
Venice, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Ladue | MO | 08/2007 | 03/2019 |
| Bank Of America, N.A. | Clayton | MO | 12/2009 | 03/2019 |
| Krilogy Financial | St. Louis | MO | 03/2019 | Present |
1. Pinnacle Racing Stable 56 LLC, not investment related, 19601 E Country Club Dr. #304, Aventura, FL 33180, investment, Partner, 7/22/2020, 1-5 hours a month, 0 during trading hours, investor in thoroughbred. 2. Turf View Farm, LLC, non-investment related, 408 Gulf Drive, Venice, FL 34285, ownership and rental of property, Member/Owner, LLC formed 5/7/2024, 1-5 hours a month during non-business hours, 1-5 hours a month during business hours, duties relating to the business are manage property and rentals. 3. Time Ahead: Investor's Guide to Prosperity and Impact; Investment related; 408 Gulf Drive, Venice, FL 34285; Educational book on the markets and investing; Author; 10/4/2024; 1-5 hours a month during non-business hours; 1-5 hours a month during business hours; Author and marketing interviews.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-21 |
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