Jeffrey Howard Moore

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Fort Worth, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Fort Worth, TX

Previous Registrations

• 2009-06-01 → 2012-08-03
  Morgan Stanley
  Arlington, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Arlington, TX
• 2004-05-21 → 2007-04-02
  Morgan Stanley Dw Inc.
  Arlington, TX
  Arlington, TX
• 2003-07-01 → 2004-05-27
  Wells Fargo Clearing Services, Llc
  Ft Worth, TX
• 2000-07-12 → 2003-07-01
  Prudential Equity Group, Llc
  Fort Worth, TX

Other Businesses

Other Business Activities; Race Horses; Horse racing; 6501 Gehrig CircleBurleson, TX 76028, ,; ; 07/06/2005; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-12
• S63 Uniform Securities Agent State Law Examination
  2000-06-27