Best Investors Account Sign in

Barbara Kay Winters

Wells Fargo Clearing Services, LLC

Hagerstown, MD

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-26
MD RA APPROVED 2010-07-29
  • TX RA
    APPROVED_RES
    Since 2011-04-26
  • MD RA
    APPROVED
    Since 2010-07-29

Branch Locations

13200 Fountain Head Plz, Ste 102 Fountainhead One, Hagerstown, MD 21742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hagerstown MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hagerstown MD 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-28
  • S66 Uniform Combined State Law Examination
    2010-07-28

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
CALTON & ASSOCIATES, INC.
LEGACY INVESTMENT STRATEGIES, LLC

Other Investors

DANIEL ALLEN NORRIS
JEREMY FRANK DOUGLAS
JEREMY SAUERS
Darrell Edward Evans
ANNE RAGHU
TIMOTHY BEALS PANTHER
Kathleen Suzanne Schwartz
BECKY SUE LYNCH

Other Offices

MML INVESTORS SERVICES, LLC · Hagerstown, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HAGERSTOWN, MD
LPL FINANCIAL LLC · HAGERSTOWN, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Hagerstown, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Hagerstown, MD
EDWARD JONES · HAGERSTOWN, MD
CALTON & ASSOCIATES, INC. · Hagerstown, MD
LEGACY INVESTMENT STRATEGIES, LLC · Hagerstown, MD

More in Hagerstown, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor