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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-14 |
Branch Locations
455 Patroon Creek Blvd. Suite 200, Albany, NY 12206-5011 • United States
Albany, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Albany | NY | 02/2010 | Present |
(1) Name of business:Sand Creek Middle School PTA Business Description: Parent/Teacher Organization Whether the business is investment-related: no Address:329 Sand Creek Road Albany NY 12205 Capacity: Elected Official (Non-Political Office) Start Date: 08/01/19 Duties:supporting fundraising for school activities, and discuss programming for children Hours devoted per month: 1 hour Hours devoted during securities hours per month: 0 (2) NAME OF ENTITY: Colonie High School PTSA ADDRESS: 1 Raider Blvd, Albany NY 12205 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Vice President 2 on PTSA supporting the school/students CAPACITY: Officer START DATE: 11/01/22 DUTIES: coordinate with other PTA member on PTA sponsored events, like dances, honor recognition nights and assist with fundraising events like the annual craft fair HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-20 |
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