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Erik J Johnson

Cetera Investment Advisers LLC

Orlando, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-05-28
  • FL RA
    APPROVED
    Since 2015-05-28

Branch Locations

111 N Orange St, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Melbourne FL 07/2010 Present
Cetera Investment Services Llc St.CLoud MN 04/2015 Present
Cetera Investment Advisers Llc Melbourne FL 04/2015 Present
  • 07/2010 → Present
    Regions Bank
    Melbourne, FL
  • 04/2015 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 04/2015 → Present
    Cetera Investment Advisers Llc
    Melbourne, FL
Previous Registrations
  • 2014-03-13 → 2014-12-02
    Cetera Investment Advisers Llc
    Saint Cloud, MN
  • 2013-04-15 → 2014-01-29
    Cetera Investment Services Llc
    Melbourne, FL
    St Cloud, MN
    Melbourne, FL
  • 2010-09-17 → 2012-03-31
    Morgan Keegan & Company, Llc
    Melbourne, FL
    Melbourne, FL
    Birmingham, AL
  • 2010-06-01 → 2010-06-24
    Truist Investment Services, Inc.
    Vero Beach, FL
Other Businesses

1.)REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS AND CREDIT CARD PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-27
S63 Uniform Securities Agent State Law Examination 2001-07-27
  • S66 Uniform Combined State Law Examination
    2010-05-27
  • S63 Uniform Securities Agent State Law Examination
    2001-07-27
Other Names
  • Erik James Johnson

View on SEC IAPD

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