Matthew Joseph Ott

Employer firm

Krilogy CRD 149046

$5.20B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 07/2018
  Massmutual Financial Group
  Springfield, MA
• 05/2014 → 07/2018
  Mml Distributors, Llc
  North Richland Hills, TX
• 07/2018 → 07/2019
  Transamerica Capital Inc
  Denver, CO
• 07/2019 → 10/2021
  Transamerica Investors Securities Corporation
  Chesterfield, MO
• 07/2018 → 10/2021
  Transamerica Life Insurance Company
  Chesterfield, MO
• 10/2021 → Present
  Huntleigh Securities Corporation
  St. Louis, MO
• 10/2021 → Present
  Huntleigh Advisors, Inc.
  St. Louis, MO
• 10/2021 → Present
  Datatex Investment Services, Inc.
  St. Louis, MO

Previous Registrations

• 2021-10-06 → 2024-03-18
  Huntleigh Advisors, Inc.
  St. Louis, MO
  St. Louis, MO
• 2021-10-06 → 2023-03-28
  Datatex Investment Services Inc
  Clayton, MO
  St. Louis, MO
• 2003-08-29 → 2006-03-22
  Ameriprise Financial Services, Llc
  Chesterfield, MO
• 2001-04-10 → 2002-10-03
  Ameriprise Financial Services, Llc
  Overland Park , KS

Other Businesses

1) Forest Hills Subdivision; St. Louis, MO; Trustee on Neighborhood Subdivision. Non-investment related. Start date 11/2017. 5 hrs/mo, zero during trading hours. 2) Elk Advisory Group, LLC/PARS (Pension and Retirement Services, Inc.); Investment-related; St. Louis, MO; TPA for defined benefit and defined contribution plans; sole owner; 09/2021; 20 hours per week

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-22
• S66 Uniform Combined State Law Examination
  2001-04-06

Other Names

• Matthew Joseph Ott