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275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-11 |
| TX | RA | APPROVED_RES | 2024-03-11 |
Branch Locations
275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Springfield | MA | 07/2010 | 07/2018 |
| Mml Distributors, Llc | North Richland Hills | TX | 05/2014 | 07/2018 |
| Transamerica Capital Inc | Denver | CO | 07/2018 | 07/2019 |
| Transamerica Investors Securities Corporation | Chesterfield | MO | 07/2019 | 10/2021 |
| Transamerica Life Insurance Company | Chesterfield | MO | 07/2018 | 10/2021 |
| Huntleigh Securities Corporation | St. Louis | MO | 10/2021 | Present |
| Huntleigh Advisors, Inc. | St. Louis | MO | 10/2021 | Present |
| Datatex Investment Services, Inc. | St. Louis | MO | 10/2021 | Present |
1) Forest Hills Subdivision; St. Louis, MO; Trustee on Neighborhood Subdivision. Non-investment related. Start date 11/2017. 5 hrs/mo, zero during trading hours. 2) Elk Advisory Group, LLC/PARS (Pension and Retirement Services, Inc.); Investment-related; St. Louis, MO; TPA for defined benefit and defined contribution plans; sole owner; 09/2021; 20 hours per week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-22 |
| S66 | Uniform Combined State Law Examination | 2001-04-06 |
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