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Diane Lynn Esser

Direction Financial Management, LLC

Germantown, WI

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Current Employers
Direction Financial Management, Llc

W177 N9856 Rivercrest Drive, Suite 214, Germantown, WI 53022 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2013-01-11
  • WI RA
    APPROVED
    Since 2013-01-11

Branch Locations

W177 N9856 Rivercrest Drive, Suite 214, Germantown, WI 53022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Direction Financial Management, Llc Germantown WI 10/2012 Present
Designations
Other Names
  • Diane Kent
  • Diane Lynn Kent

View on SEC IAPD

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Other Offices

GATEWAY WEALTH PARTNERS, LLC · GERMANTOWN, WI
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EDWARD JONES · GERMANTOWN, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Germantown, WI
U.S. BANCORP ADVISORS, LLC · Germantown, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Germantown, WI

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