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Krista Lawson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reno, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2014-08-06
TX RA APPROVED 2014-07-31
  • NV RA
    APPROVED
    Since 2014-08-06
  • TX RA
    APPROVED
    Since 2014-07-31

Branch Locations

5370 Kietzke Ln, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reno NV 07/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-10
S63 Uniform Securities Agent State Law Examination 1996-04-04
  • S65 Uniform Investment Adviser Law Examination
    2007-12-10
  • S63 Uniform Securities Agent State Law Examination
    1996-04-04
Other Names
  • Krista Rosalie Ruiz
  • Krista Ruiz Lawson

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Reno, NV
EDWARD JONES · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV
DISCRETIONARY INC. · RENO, NV

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