Matthew Ian Warshaw

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-15

NY RA
APPROVED

Since 2021-06-15

Branch Locations

135 Crossways Park Drive Suite 104, Woodbury, NY 11797 • United States

New York, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James And Associates	Woodbury	NY	12/2012	Present

12/2012 → Present

Raymond James And Associates

Woodbury, NY

Previous Registrations

2007-12-17 → 2012-10-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-03
S65	Uniform Investment Adviser Law Examination	1994-08-04
S63	Uniform Securities Agent State Law Examination	1989-11-28

S66 Uniform Combined State Law Examination

2021-06-03
S65 Uniform Investment Adviser Law Examination

1994-08-04
S63 Uniform Securities Agent State Law Examination

1989-11-28

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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