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Ronald Mark Birnbaum

Maxim Financial Advisors LLC

Woodbury, NY

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Current Employers
Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-07
CO RA APPROVED 2019-12-23
NJ RA APPROVED 2017-10-16
  • NY RA
    APPROVED
    Since 2021-08-07
  • CO RA
    APPROVED
    Since 2019-12-23
  • NJ RA
    APPROVED
    Since 2017-10-16

Branch Locations

20 Crossways Park Drive North - Suite 304, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maxim Group Llc Woodbury NY 10/2005 Present
Maxim Financial Advisors Llc Woodbury NY 10/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-16
S63 Uniform Securities Agent State Law Examination 1989-12-01
  • S65 Uniform Investment Adviser Law Examination
    2017-03-16
  • S63 Uniform Securities Agent State Law Examination
    1989-12-01

View on SEC IAPD

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