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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2018-07-13 |
Branch Locations
250 Munoz Rivera Avenue, San Juan, PR 00918 • United States
Guaynabo, PR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Guaynabo | PR | 08/2007 | Present |
1) Toastmasters International / Sheraton Old San Juan - Salón Puntilla 100 Brumbaugh St San Juan,PR 00901 / No/ Non Profit / USD / No / No / / Start Date 1/1/16 /// 2) ALJ Investments LLC; Guaynabo, Puerto Rico; Company; Personal investment company.; Invest via PMP platform.; Proprietor / owner; Personal investment company. Will manage monies to protect myself against non resident alien estate tax.; Start date: 5/31/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-02 |
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