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66 Bovet Road Ste. 310, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-04 |
| WA | RA | APPROVED | 2015-11-04 |
| LA | RA | APPROVED | 2015-03-10 |
| CA | RA | APPROVED | 2010-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Wealth Management, Llc | San Mateo | CA | 02/2010 | Present |
| Lpl Financial Llc | San Mateo | CA | 09/2014 | Present |
1. 04/22/2015: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - INS TYPES: LIFE, DISABILITY, LONG-TERM CARE 2. 04/22/2015: THE FERNELIUS 1998 LIVING TRUST - NOT INV REL - HOME BASED - ACT IN A FIDUCIARY CAPACITY - 5% OF TIME SPENT - TRUSTEE OF TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-05 |
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