Gilbert J Riojas

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Stifel Nicolaus & Company, Inc.
  St. Louis, MO

Previous Registrations

• 2004-09-24 → 2014-02-07
  Ubs Financial Services Inc.
  Austin, TX
  Austin, TX
• 1993-08-02 → 2004-09-30
  Morgan Keegan & Company, Llc
  Austin, TX

Other Businesses

1.GILMAC CATTLE CO. L.P., FAMILY CATTLE RANCHING OPERATON & REAL ESTATE PROPERTY ACQUISTIONS; MANAGING PARTNER ; 10 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-08
• S63 Uniform Securities Agent State Law Examination
  1989-11-07

Other Names

• Gilbert Jesus Riojas
• Gilbert Riojas Jr.