Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-19
NV RA APPROVED 2013-10-03
  • TX RA
    APPROVED_RES
    Since 2016-09-19
  • NV RA
    APPROVED
    Since 2013-10-03

Branch Locations

50 W. Liberty Suite 100, Reno, NV 89501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Reno NV 09/2013 Present
  • 09/2013 → Present
    Stifel Nicolaus
    Reno, NV
Previous Registrations
Other Businesses

1. The Susanne and Gloria Young Foundation; 2588 Edgerock Rd, Reno, NV 89519; Accepts grants from various non-profit organizations; Board Member; To assist with evaluating grant requests; 03/03/2025; 5 hours per year; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-04
  • S63 Uniform Securities Agent State Law Examination
    1990-01-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Reno, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor