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James Richard Odonnell

LPl Financial LLC

Naugatuck, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1993-11-16
  • CT RA
    APPROVED
    Since 1993-11-16

Branch Locations

35 Porter Avenue, Suite 2C, Naugatuck, CT 06770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Naugatuck CT 04/1993 Present
  • 04/1993 → Present
    Linsco/Private Ledger Corp.
    Naugatuck, CT
Other Businesses

(10 11/02/2016: No Business Name - Ebay Sales - Not Investment Related - Home Business - Start 11/20/2017 - 10 Hr/Mo; 0 Hour(s) During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-22
  • S63 Uniform Securities Agent State Law Examination
    1990-03-22
Other Names
  • James R Jr Odonnell

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