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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenwich | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenwich | CT | 11/2016 | Present |
19 SOUTH BROADWAY OWNERS CORP; NOT INVESTMENT RELATED; TARRYTOWN, NY; COOPERATIVE BUILDING; BOARD MEMBER; START DATE 11/2011; 3 HRS PER MONTH; DUTIES ATTEND MEETINGS, MAKE DECISIONS IN REGARD TO BUILDING/MAINTENANCE ISSUES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-04-08 |
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