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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-09-04
TX RA APPROVED 2013-08-26
  • FL RA
    APPROVED
    Since 2013-09-04
  • TX RA
    APPROVED
    Since 2013-08-26

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Indian Rocks Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tampa FL 08/2013 Present
Previous Registrations
Other Businesses

UPARC FOUNDATION / 1501 N. BELCHER ROAD CLEARWATER,FLORIDA 33765 / FOUNDATION/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / PROVIDE FOR DISABLED CITIZENS / MEMBER OF BOARD OF DIRECTORS / / BOARD MEMBER/INVESTMENT COMMITTEE / START DATE 10/01/2008 / 2)The Arc Tampa Bay Foundation / 1501 N. Belcher Road #249 Clearwater,Florida 33765 / Foundation/ Member of a committee with management or supervisory functions / / Start Date 10/14/2009 3) Pinellas County Supervisor of Elections / 13001 Starkey Road,Largo, Florida 33773/ Governmental Entity / www.votepinellas.com / Employee / staff member / Supervise elections / Receive Compensation?: YES / Start Date 11/3/20 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-14
  • S66 Uniform Combined State Law Examination
    2008-07-14
Other Names
  • Tom Wagner

View on SEC IAPD

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