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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-27 |
| MD | RA | APPROVED | 2016-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Cumberland | MD | 06/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cumberland | MD | 11/2016 | Present |
PERSONS SPORT HORSES LLC, INV RELATED, CUMBERLAND, MD, 100% OWNERSHIP, START 7/2/2018, 5 HOURS PER MONTH/0 DURING TRADING, ACCOUNTING AND DECIDING ON HORSE TO BUY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-03 |
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