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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-07-11
WI RA APPROVED 2002-07-01
  • TX RA
    APPROVED
    Since 2006-07-11
  • WI RA
    APPROVED
    Since 2002-07-01

Branch Locations

5205 N Ironwood Rd Ste 123, Glendale, WI 53217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. West Allis WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

A-LEGO POSITION: Economic development committee member NATURE: Empower central city communities by focusing on education, economic development, family relationships, reducing teen pregnancy and health care services. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: Holy Redeemer COGIC, 3500 W Mother Daniels Way, Milwaukee WI 53209 DESCRIPTION: I and the other committee members are responsible for finding ways to help the disadvantaged in Milwaukee's central city obtain gainful employment, find decent housing and become financially stable productive citizens. We believe these accomphishments will help reduce some of the crime especiallyif wereach the children before it's too late. A-LEGO POSITION: Board Member NATURE: Empower central city communities by focusing on education, economic development, family relationships, reducing teen pregnancy, human trafficking and health care services. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2016 ADDRESS: Holy Redeemer COGIC, 3500 W Mother Daniels Way, Milwaukee WI 53209 DESCRIPTION: Board members include community advocates, politicians, business owners, and professionals. We are responsible for finding ways to help the disadvantaged in Milwaukee's central city obtain gainful employment, find decent housing, and become financially stable and productive citizens. We believe these accomplishments will help reduce some of the crime especially if we reach the children before it's too late. A.L.I.V.E. POSITION: Coach NATURE: Administering Life in Vocational Experience(A.L.I.V.E.) is an organization that focuses on youth in the Milwaukee area. The organization prepares youth for college including leading college tours and application follow up. Over 90% of participants have been admitted to colleges. The colleges include Morehouse, Spelman, Clark, Howard and Southern Philander Smith. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/02/2018 ADDRESS: 1527 N Astor Ave, Milwaukee WI 53202, United States DESCRIPTION: I will provide professional insight/strategies,be a role model and help the youth be better prepared for college. THE INSTITUTE FOR THE PRESERVATION OF AFRICAN-AMERICAN MUSIC AND ARTS POSITION: Board Member NATURE: IPAMA is chartered through the City of Milwaukee to provide elementary and secondary educational programs. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2021 ADDRESS: 3500 W Mother Daniels Way, Milwaukee WI 53209, United States DESCRIPTION: I will help ensure that students develop to their academic, artistic and personal potential by integrating the arts and STEM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-09
S63 Uniform Securities Agent State Law Examination 1989-11-21
  • S65 Uniform Investment Adviser Law Examination
    2002-07-09
  • S63 Uniform Securities Agent State Law Examination
    1989-11-21
Designations
Other Names
  • Charlotte Ghazarian

View on SEC IAPD

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