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Harper Harrold Goode

LPl Financial LLC

Germantown, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-21
TN RA APPROVED 2004-03-26
  • TX RA
    APPROVED
    Since 2013-02-21
  • TN RA
    APPROVED
    Since 2004-03-26

Branch Locations

1910 Exeter Rd., #2, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Germantown TN 07/2001 Present
Previous Registrations
  • 2004-03-18 → 2011-12-22
    Goode Wealth Counsel And Management
    Germantown, TN
Other Businesses

(1) 09/24/2003: GOODE WEALTH COUNSEL & MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 01/31/2013: NO BUSINESS NAME - NOT INV REL - NOTARY - 1% OF TIME SPENT - NOTARY SERVICES (3) 01/28/2015: NO BUSINESS NAME - NOT INV REL - 4759 EASLEY ST. MILLINGTON TN 38053 - MEDICAL MANAGEMENT - START 02/01/2015 - 3 HR/MO NONE DURING SECS TRDG HRS - STARTING A MEDICAL MANAGEMENT COMPANY THAT WILL PROVIDE FULL SERVICE ADMINISTRATIVE SERVICES, MEDICAL EQUIPMENT, PROPERTY MAINTENANCE TO PHYSICIANS WHO WANT TO PRACTICE OUT OF OUR FACILITY. (4) 07/06/2015: NO BUSINESS NAME - INV REL -927 GREEN OAKS DR. MEMPHIS, TN 38119 - REAL ESTATE RENTAL - START 07/15/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - PROPERTY CO-OWNER (5) 07/06/2015: NO BUSINESS NAME - INV REL - 4759 EASLEY AVE. MILLINGTON TN 38053 - REAL ESTATE RENTAL - START 08/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS - PROPERTY OWNER (6) 04/05/2019 - No. 2 BenSil. LLC - Not investment related - All over downtown Memphis TN - Family business - Start date:01/02/2019 - 20 hrs/mo - 0 hrs during trading - My daughter and I would like to purchase an existing food tour business in Memphis TN.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-15
  • S63 Uniform Securities Agent State Law Examination
    1990-01-15
Designations
Other Names
  • Harper Harold Goode

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