Daniel Melvin Whitehead

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Lpl Financial Llc
  Greenwood Village, CO

Previous Registrations

• 2007-05-22 → 2010-10-04
  Zions Capital Advisors, Inc.
  Provo, UT
  Salt Lake City, UT
  Las Vegas, NV
• 2004-11-09 → 2007-12-31
  Whitehead Wealth Management, Inc.
  Las Vegas, NV
• 2002-07-08 → 2003-12-01
  Sentra Securities Corporation
  Las Vegas, NV
• 1999-11-09 → 2002-07-18
  Ubs Financial Services Inc.
  Las Vegas, NV

Other Businesses

1. 09/29/2010: No Business Name - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5%. 2. 09/29/2010: PI Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 06/01/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - part-time tax preparer - Start Date - 04/25/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-11-01
• S65 Uniform Investment Adviser Law Examination
  1999-09-07

Designations

• Certified Financial Planner