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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2017-09-01 |
| AK | RA | APPROVED | 2017-08-31 |
| CA | RA | APPROVED | 2001-05-15 |
Branch Locations
1422 Edinger Avenue, Ste 230, Tustin, CA 92780 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liberty Capital Management | Santa Ana | CA | 08/1998 | Present |
| Osaic Wealth, Inc. | Santa Ana | CA | 11/1999 | Present |
1. RAOUL DUBERY OWNER, STARTED 1/1/2000 CORPORATE REGISTERED INVESTMENT ADVISOR INVESTMENT RELATED, 1811 EAST GARRY AVENUE SANTA ANA CA 92705, , 20 HOURS PER MONTH, 2 HOURS DURING STH PROVIDE AND MONITOR THIRD-PARTY INVESTMENT OPTIONS. INSURANCE SALES. 2. RAOUL DUBERY POSITION: Sole Proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/12/2025 ADDRESS: 21 Warmspring, Irvine CA 92614, United States DESCRIPTION: Real Estate Sales Person 3. RAOUL H. DUBERY POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2000 ADDRESS: 1422 Edinger Ave., Ste. 230, Tustin CA 92780, United States DESCRIPTION: provide insurance solutions for companies and individuals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-11 |
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