Best Investors
Account
Sign in
Best Investors
Account
Sign in
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-17 |
Branch Locations
333 East Parkwood Avenue, Friendswood, TX 77546 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Client One Securities, Llc | Leawood | KS | 04/2011 | 11/2018 |
| Ae Wealth Management, Llc | Topeka | KS | 11/2018 | 08/2023 |
| Matt Carlin & Associates Dba Carlin Financial Group | Friendswood | TX | 01/2010 | Present |
| Foundations Investment Advisors, Llc | Friendswood | TX | 08/2023 | Present |
1.) MATT CARLIN & ASSOCIATES DBA CARLIN FINANCIAL GROUP; INVESTMENT-RELATED; 333 EAST PARKWOOD AVE. FRIENDSWOOD, TX 77546; INSURANCE SALES AND SERVICE; CEO AND OWNER; 1/2010; 160 HOURS PER MONTH; 160 HOURS PER MONTH; SALE OF FIXED INSURANCE PRODUCTS 2.) SELF-EMPLOYED PLAYWRIGHT; NON INVESTMENT-RELATED; 2609 GRANITE SHADOW LANE LEAGUE CITY, TX 77573; PLAY WRITING; PLAYWRIGHT; 6/1980; 10 HOURS PER MONTH; 0 HOURS PER MONTH; WRITE PLAYS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-06 |
Reach out to this advisor