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Amie T Thompson

Raymond James & Associates, Inc.

Salt Lake City, UT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-08-27
  • UT RA
    APPROVED
    Since 2026-08-27

Branch Locations

95 S State St Suite 2180, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midvale UT 02/2014 03/2020
Ameriprise Financial Services, Llc Salt Lake City UT 03/2020 08/2026
Raymond James & Associates, Inc Salt Lake City UT 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-21
S63 Uniform Securities Agent State Law Examination 1994-01-06
  • S65 Uniform Investment Adviser Law Examination
    2002-06-21
  • S63 Uniform Securities Agent State Law Examination
    1994-01-06
Other Names
  • Amie T Thompson
  • Anne T Thompson

View on SEC IAPD

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