Melvin Adolf Goss

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 02/2017
  Certified Retirement Resources, Inc.
  Florence, KY
• 12/2010 → 02/2017
  Silver Oak Securities, Inc.
  Jackson,, TN
• 02/2017 → Present
  Prudential Insurance Company Of America
  Cincinnati, OH
• 02/2017 → 11/2024
  Pruco Securities, Llc.
  Cincinnati, OH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Columbus, OH

Previous Registrations

• 2018-02-23 → 2024-11-14
  Pruco Securities, Llc.
  Cincinnati, OH
  West Chester, OH
  Columbus, OH
• 2010-12-02 → 2016-08-01
  Silver Oak Securities, Incorporated
  Florence, KY
  Jackson, TN
  Jackson, TN
  Erlanger, KY
• 2007-01-29 → 2010-11-22
  Creative Financial Designs, Inc.
  Kokomo, IN
• 2001-07-25 → 2002-07-02
  Securities America Advisors, Inc.
  Florence, KY

Exams

• S66 Uniform Combined State Law Examination
  2001-07-18
• S63 Uniform Securities Agent State Law Examination
  1997-12-20

Other Names

• Mel Goss
• Melvin Adolf Jr Goss