Ernest Aubrey Sampson

Current Employers

Employment History

• 02/2001 → Present
  Private Client Services Llc
  Louisville, KY
• 05/2010 → Present
  Private Client Services Llc
  Louisville, KY

Previous Registrations

• 1991-09-19 → 2003-09-03
  1717 Capital Management Company
  Louisville, KY

Other Businesses

1)JEFFERSON CTY DEVELOPMENT LLC. 2)KENTUCKY FINANCIAL GROUP INC. 3)OFF BROADWAY LOFTS LLC. 4)CREATIVE BENEFITS LLC. 5)KFG ENTERPRISES INC. 6)President, The LYNDON & HELEN SCHMID CHARITABLE FOUNDATION, non-profit, 2 hrs/month during trading hrs. 7) ASPEN INVESTMENT COMPANY INC, CEO 5HRS/WK DURING TRADING HRS REAL ESTATE DEVELOPMENT/MRKG FIRM. 8) LICENSED WITH VARIOUS INSURANCE CARRIERS FOR THE SALE OF NON-SECURITIES BASED INSURANCE PRODUCTS. 9) CHAMPIONS FOR CHILDREN, INC. 5813 GLEN PARK RD, LOUISVILLE, KY 40222. PROVIDES CHARITABLE BENEFITS TO CHILDREN, SERVE ON BOARD OF DIRECTORS. START DATE OF 01/10/2012. NUMBER OF HOURS / MONTH: 1. EST ANNUAL EARNINGS: $0. 10) CARSON-SAMPSON RACING STABLE, LLC. 575 AVELINO ISLE CIRCLE, UNIT 26102, NAPLES, FL 34119. RACING AND BREEDING OF THOROUGHBRED HORSES. 50% OWNER. PRIMARILY RESEARCH OF HORSE PEDIGREES FOR BREEDING AND RACING OPPORTUNITIES, AND CO-BUSINESS MANAGER. 11) CROSSGATE LANE 1923 LLC. 40 GLEN EAGLE, ASPEN, CO. RENTAL OF SINGLE FAMILY REAL ESTATE PROPERTY BOUGHT FOR INVESTMENT PURPROSES. CO-MANAGER AND MEMBER WITH WIFE. EACHING HAVING 50% INTEREST. 0 HRS/MO;0 DURING TRADING HRS. 12) BILL AND PEGGY WAGGENER FAMILY FOUNDATION, LLC. 201 BERT COMBS LAKE ROAD, MANCHESTER, KY 40962. CHARTIES. DIRECTOR.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-12-20

Designations

Other Names

• Ernie Sampson
• Ernest Awbrey Sampson
• Ernest Aubrey Sampson