Best Investors Account Sign in

John Giles Baker

Osaic Wealth, Inc.

Chesterfield, MO

CRD 2001450

Claim This Profile
Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-06
MO RA APPROVED 1999-11-17
  • TX RA
    APPROVED
    Since 2017-01-06
  • MO RA
    APPROVED
    Since 1999-11-17

Branch Locations

16020 Swingley Ridge Rd Suite 240, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. St. Louis MO 10/1995 08/2023
John G. Baker, Cfp Chesterfield MO 07/2000 12/2023
Osaic Wealth, Inc St. Louis MO 08/2023 Present
  • 10/1995 → 08/2023
    Royal Alliance Associates, Inc.
    St. Louis, MO
  • 07/2000 → 12/2023
    John G. Baker, Cfp
    Chesterfield, MO
  • 08/2023 → Present
    Osaic Wealth, Inc
    St. Louis, MO
Previous Registrations
  • 2016-01-19 → 2023-12-06
    John G. Baker, Cfp
    Chesterfield, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-04
S63 Uniform Securities Agent State Law Examination 1989-12-28
  • S65 Uniform Investment Adviser Law Examination
    1994-02-04
  • S63 Uniform Securities Agent State Law Examination
    1989-12-28
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

CARROLL WEALTH MANAGEMENT INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC

Nearby Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD

Nearby Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor